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Alignment Healthcare, Inc. — Director's Dealing 2021
Nov 25, 2021
31270_dirs_2021-11-24_3f881f76-65d6-4a3e-a2e2-c859d1833c12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alignment Healthcare, Inc. (ALHC)
CIK: 0001832466
Period of Report: 2021-11-23
Reporting Person: WARBURG PINCUS LLC (Director, 10% Owner)
Reporting Person: Warburg Pincus Private Equity XII, L.P. (Director, 10% Owner)
Reporting Person: Warburg Pincus Private Equity XII-B, L.P. (Director, 10% Owner)
Reporting Person: Warburg Pincus Private Equity XII-D, L.P. (Director, 10% Owner)
Reporting Person: Warburg Pincus Private Equity XII-E, L.P. (Director, 10% Owner)
Reporting Person: WP XII Partners, L.P. (Director, 10% Owner)
Reporting Person: Warburg Pincus XII Partners, L.P. (Director, 10% Owner)
Reporting Person: WARBURG PINCUS XII, L.P. (Director, 10% Owner)
Reporting Person: WP Global LLC (Director, 10% Owner)
Reporting Person: Warburg Pincus Partners II, L.P. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-23 | Common Stock, par value $0.001 per share | S | 2033936 | $20.1075 | Disposed | 22768785 | Indirect |
Footnotes
F1: Represents 1,310,079 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 262,845 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 37,811 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 215,801 shares of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 70,679 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), 136,721 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant to a registered public offering that closed on November 23, 2021 (the "Transaction"), at a price of $20.1075 (net of underwriting discount).
F2: Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners II Holdings, L.P., a Delaware limited partnership ("WPP II Holdings"), is a limited partner of WPP II. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II and WPP II Holdings. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. (Cont'd in FN3)
F3: (Cont'd from FN2) Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.