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ALIGN TECHNOLOGY INC

Regulatory Filings May 26, 2022

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SD 1 formsd-2022.htm SD html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2022 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________

FORM SD

SPECIALIZED DISCLOSURE REPORT

_________

ALIGN TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

Delaware 000-32259
(State or other jurisdiction of incorporation) (Commission file number)
410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281
(Address of principal executive offices) (Zip Code)
Julie Coletti
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2021.

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Align Technology, Inc. (the “Company”) has undertaken efforts to determine its conflict minerals 1 reporting requirements for the reporting period from January 1 to December 31, 2021.

The Company has filed this Specialized Disclosure Report and the associated Conflict Minerals Report, which appears as Exhibit 1.01 hereto and is publicly available through the Company’s website at http://investor.aligntech.com/sec.cfm.

Item 1.02 Exhibit

Section 2 – Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report.

Not applicable.

Section 3 - Exhibits

Item 3.01 Exhibits

The following exhibit is filed as part of this report.

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the reporting period from January 1 to December 31, 202 1 .


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Align Technology, Inc.

By:
Julie Coletti Executive Vice President, Chief Legal and Regulatory Officer

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