ALIGN TECHNOLOGY INC — Director's Dealing 2023

Feb 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2023-02-20

Reporting Person: Morici John (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-20	Common Stock	M	3846	$0.00	Acquired	12050	Direct
2023-02-20	Common Stock	F	1754	$316.71	Disposed	10296	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-20	Restricted Stock Unit	$0.0001	M	390	Disposed		Common Stock (390)	Direct
2023-02-20	Restricted Stock Unit	$0.0001	M	342	Disposed		Common Stock (342)	Direct
2023-02-20	Restricted Stock Unit	$0.0001	M	604	Disposed		Common Stock (604)	Direct
2023-02-20	Restricted Stock Unit	$0.0001	M	669	Disposed		Common Stock (669)	Direct
2023-02-20	Market Stock Unit	$0.0001	M	1841	Disposed		Common Stock (1841)	Direct
2023-02-20	Restricted Stock Unit	$0.0001	A	2872	Acquired		Common Stock (2872)	Direct
2023-02-20	Market Stock Unit	$0.0001	A	5832	Acquired		Common Stock (5832)	Direct

Footnotes

F1: Represents par value of ALGN common stock.

F2: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

F6: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

F7: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.

F8: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).