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ALIGN TECHNOLOGY INC — Director's Dealing 2022
May 19, 2022
30658_dirs_2022-05-19_ff07bcf2-8a87-4d75-9227-6f002cd4ce5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2022-05-18
Reporting Person: Thaler Warren S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock | M | 524 | $0.00 | Acquired | 29616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-18 | Restricted Stock Units | $0.0001 | M | 524 | Disposed | Common Stock (524) | Direct | |
| 2022-05-18 | Restricted Stock Units | $0.0001 | A | 1114 | Acquired | Common Stock (1114) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46378 | Indirect |
Footnotes
F1: The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.
F2: Represents par value of ALGN common stock.
F3: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.
F4: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.