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ALIGN TECHNOLOGY INC — Director's Dealing 2021
Feb 16, 2021
30658_dirs_2021-02-16_1578f52d-c6c1-4d34-94ff-057a8f1029fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2021-02-11
Reporting Person: PRESCOTT THOMAS M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | S | 600 | $601.5917 | Disposed | 59758 | Indirect |
| 2021-02-11 | Common Stock | S | 2400 | $603.954 | Disposed | 57358 | Indirect |
| 2021-02-12 | Common Stock | S | 2000 | $605.2727 | Disposed | 55358 | Indirect |
| 2021-02-16 | Common Stock | S | 2500 | $612.0059 | Disposed | 52858 | Indirect |
Footnotes
F1: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $601.50 to $601.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Since the Reporting Person's last filing shares have been transferred to The Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the Trustee and exercise voting and investment control over the shares.
F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $603.38 to $604.33, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $605.00 to $605.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $612.00 to $612.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.