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ALIGN TECHNOLOGY INC — Director's Dealing 2021
Feb 24, 2021
30658_dirs_2021-02-24_44146674-5f37-43bd-b4ec-0fcc2c6e7df3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2021-02-20
Reporting Person: Coletti Julie Ann (SVP, Chief Legal & Regulatory)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-20 | Common Stock | M | 704 | $0.00 | Acquired | 730 | Direct |
| 2021-02-20 | Common Stock | F | 315 | $599.25 | Disposed | 415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-20 | Restricted Stock Unit | $0.0001 | M | 453 | Disposed | Common Stock (453) | Direct | |
| 2021-02-20 | Restricted Stock Unit | $0.0001 | M | 251 | Disposed | Common Stock (251) | Direct | |
| 2021-02-20 | Restricted Stock Unit | $0.0001 | A | 891 | Acquired | Common Stock (891) | Direct | |
| 2021-02-20 | Market Stock Unit | $0.0001 | A | 4457 | Acquired | Common Stock (4457) | Direct |
Footnotes
F1: Includes 26 shares acquired under the ALGN ESPP on January 29, 2021.
F2: Represents par value of ALGN common stock.
F3: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.
F4: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F5: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F6: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).