ALIGN TECHNOLOGY INC — Director's Dealing 2021

Feb 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2021-02-20

Reporting Person: Morici John (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-20	Common Stock	M	12817	$0.00	Acquired	15857	Direct
2021-02-20	Common Stock	F	5954	$599.25	Disposed	9903	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-20	Restricted Stock Unit	$0.0001	M	1750	Disposed		Common Stock (1750)	Direct
2021-02-20	Restricted Stock Unit	$0.0001	M	575	Disposed		Common Stock (575)	Direct
2021-02-20	Restricted Stock Unit	$0.0001	M	670	Disposed		Common Stock (670)	Direct
2021-02-20	Restricted Stock Unit	$0.0001	M	604	Disposed		Common Stock (604)	Direct
2021-02-20	Market Stock Unit	$0.0001	M	9218	Disposed		Common Stock (9218)	Direct
2021-02-20	Restricted Stock Unit	$0.0001	A	1367	Acquired		Common Stock (1367)	Direct
2021-02-20	Market Stock Unit	$0.0001	A	6837	Acquired		Common Stock (6837)	Direct

Footnotes

F1: Includes 124 shares acquired under the ALGN ESPP on January 31, 2020.

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.

F4: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F5: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.

F8: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F9: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).