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ALIGN TECHNOLOGY INC — Director's Dealing 2021
May 21, 2021
30658_dirs_2021-05-21_30351931-60b6-4c8c-b137-938735ffb8e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2021-05-19
Reporting Person: PRESCOTT THOMAS M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-19 | Common Stock | M | 1271 | $0.00 | Acquired | 54129 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-19 | Restricted Stock Unit | $0.0001 | M | 1271 | Acquired | Common Stock (1271) | Direct |
Footnotes
F1: These shares are held by the Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the trustee and exercise voting and investment control over the shares.
F2: Represents par value of ALGN common stock.
F3: 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date.
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