ALIGN TECHNOLOGY INC — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2020-02-20

Reporting Person: Coletti Julie Ann (SVP, Chief Legal & Regulatory)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-20	Common Stock	M	252	$0.00	Acquired	681	Direct
2020-02-20	Common Stock	F	127	$272.49	Disposed	554	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-20	Restricted Stock Unit	$0.0001	M	252	Disposed		Common Stock (252)	Direct
2020-02-20	Restricted Stock Unit	$0.0001	M	1811	Acquired		Common Stock (1811)	Direct
2020-02-20	Market Stock Unit	$0.0001	M	9193	Acquired		Common Stock (9193)	Direct

Footnotes

F1: Includes 38 shares acquired on July 31, 2019 and 24 shares acquired on January 31, 2020 under the ALGN ESPP.

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).