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ALIGN TECHNOLOGY INC Director's Dealing 2020

Oct 28, 2020

30658_dirs_2020-10-28_e9266b27-3f7d-4e34-b2f1-762e01f4d79a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2020-10-26

Reporting Person: HOGAN JOSEPH M (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-26 Common Stock S 8640 $449.7289 Disposed 185396 Direct
2020-10-26 Common Stock S 16227 $452.697 Disposed 169169 Direct
2020-10-26 Common Stock S 22752 $455.2918 Disposed 146617 Direct
2020-10-26 Common Stock S 11260 $458.1639 Disposed 135157 Direct
2020-10-26 Common Stock S 5664 $462.0864 Disposed 129493 Direct
2020-10-26 Common Stock S 2543 $464.9583 Disposed 126950 Direct
2020-10-26 Common Stock S 11110 $467.3754 Disposed 115840 Direct
2020-10-26 Common Stock S 839 $469.8945 Disposed 115001 Direct
2020-10-26 Common Stock S 965 $474.0619 Disposed 114036 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1500 Indirect

Footnotes

F1: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $448.15 to $450.985, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $451.015 to $453.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $454.02 to $465.995, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $457.01 to $459.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $460.00 to $463.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $464.21 to $465.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.10 to $468.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $469.52 to $470.36, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $473.35 to $475.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Represents shares held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.