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ALIGN TECHNOLOGY INC Director's Dealing 2019

Oct 3, 2019

30658_dirs_2019-10-03_21209361-0d17-4c88-9789-7d0830f92fa0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2019-10-01

Reporting Person: Pascaud Raphael (CMO & Bus. Dev.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-01 Common Stock M 5783 Acquired 29875 Direct
2019-10-01 Common Stock F 2719 $182.3 Disposed 27156 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-01 Restricted Stock Unit $0.0001 M 3000 Disposed Common Stock (3000) Direct
2019-10-01 Restricted Stock Unit $0.0001 M 1900 Disposed Common Stock (1900) Direct
2019-10-01 Restricted Stock Unit $0.0001 M 525 Disposed Common Stock (525) Direct
2019-10-01 Restricted Stock Unit $0.0001 M 358 Disposed Common Stock (358) Direct

Footnotes

F1: Represents par value of ALGN Common Stock

F2: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer.

F3: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer.

F4: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer.

F5: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer.