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ALIGN TECHNOLOGY INC Director's Dealing 2018

May 14, 2018

30658_dirs_2018-05-14_983a563c-709c-4be2-a7cc-30baef4bb38c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2018-05-11

Reporting Person: LACOB JOSEPH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-11 Common Stock M 10000 $24.21 Acquired 306264 Indirect
2018-05-11 Common Stock S 9432 $285.7844 Disposed 296832 Indirect
2018-05-11 Common Stock S 568 $286.4455 Disposed 296264 Indirect
2018-05-14 Common Stock M 10000 $11.81 Acquired 306264 Indirect
2018-05-14 Common Stock S 10000 $293 Disposed 296264 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-11 Stock Option (Right to buy) $24.21 M 10000 Disposed 2018-05-19 Common Stock (10000) Direct
2018-05-14 Stock Option (Right to Buy) $11.81 M 10000 Disposed 2019-05-21 Common Stock (10000) Direct

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.6818 to $286.29, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.02 to $286.735, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.