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ALIGN TECHNOLOGY INC Director's Dealing 2017

Jan 4, 2017

30658_dirs_2017-01-04_853e1877-6584-475a-b28a-cbd0448400f5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2016-12-31

Reporting Person: HOGAN JOSEPH M (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-31 Common Stock M 27750 Acquired 41020 Direct
2016-12-31 Common Stock F 14400 $96.13 Disposed 26620 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-31 Restricted Stock Unit $0.0001 M 27750 Disposed Common Stock (27750) Direct

Footnotes

F1: Represents par value of ALGN common stock

F2: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2016 and shares were delivered to reporting person on January 3, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.