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ALIGN TECHNOLOGY INC — Director's Dealing 2017
Feb 28, 2017
30658_dirs_2017-02-28_3685e01b-2188-483f-af62-0bd62f684046.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2017-02-27
Reporting Person: LACOB JOSEPH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-27 | Common Stock | M | 10000 | $22.67 | Acquired | 410988 | Indirect |
| 2017-02-27 | Common Stock | M | 10000 | $16.01 | Acquired | 420988 | Indirect |
| 2017-02-27 | Common Stock | S | 40000 | $102.4481 | Disposed | 380988 | Indirect |
| 2017-02-28 | Common Stock | S | 10000 | $103.5508 | Disposed | 370988 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-27 | Right to Buy (Common Stock) | $22.67 | M | 10000 | Disposed | 2017-05-23 | Common Stock (10000) | Direct |
| 2017-02-27 | Right to Buy (Common Stock) | $16.01 | M | 10000 | Disposed | 2017-05-20 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 148767 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.18 to $102.83, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.50 to $103.74, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents an option that became fully vested and exercisable on May 15, 2008.
F4: Represents an option that became fully vested and exercisable on May 20, 2010.