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ALIGN TECHNOLOGY INC — Director's Dealing 2017
May 18, 2017
30658_dirs_2017-05-18_a2fd43c6-8f02-467f-b5be-89192c338352.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2017-05-17
Reporting Person: Thaler Warren S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-17 | Common Stock | M | 5000 | — | Acquired | 47400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-17 | Restricted Stock Unit | $0.0001 | M | 5000 | Disposed | Common Stock (5000) | Direct | |
| 2017-05-17 | Restricted Stock Unit | $0.0001 | A | 3115 | Acquired | Common Stock (3115) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 88584 | Indirect |
Footnotes
F1: Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee.
F2: Represents the par value of ALGN common stock.
F3: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017.
F4: 100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date.