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ALIGN TECHNOLOGY INC Director's Dealing 2017

Jun 21, 2017

30658_dirs_2017-06-21_3169ad1f-3364-483a-81fa-88021b57f4e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2017-06-20

Reporting Person: Hockridge Stuart A (VP Global Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-20 Common Stock M 5389 Acquired 5389 Direct
2017-06-20 Common Stock F 2028 $146.99 Disposed 3361 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-20 Restricted Stock Unit $0.0001 M 5389 Disposed Common Stock (5389) Direct

Footnotes

F1: Represents par value of ALGN common stock.

F2: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.