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ALIGN TECHNOLOGY INC Director's Dealing 2016

Nov 22, 2016

30658_dirs_2016-11-22_e3e487a0-36c4-4ee2-a212-61ff2f5b177e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2016-11-20

Reporting Person: Tay Julie (VP, Asia Pacific)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-20 Common Stock M 1250 Acquired 4354 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-20 Restricted Stock Unit $0.0001 M 1250 Disposed Common Stock (1250) Direct

Footnotes

F1: Represents par value of ALGN common stock

F2: 1/4th of the restricted stock unit granted on November 20,2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.