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ALIGN TECHNOLOGY INC — Director's Dealing 2016
Dec 21, 2016
30658_dirs_2016-12-21_bb00be68-aa1e-4eec-9f95-24b61ccb2edb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2016-12-20
Reporting Person: Kolli Sreelakshmi (VP, Info Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-20 | Common Stock | M | 1803 | — | Acquired | 17902 | Direct |
| 2016-12-20 | Common Stock | F | 796 | $99.39 | Disposed | 17106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-20 | Restricted Stock Unit | $0.0001 | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2016-12-20 | Restricted Stock Unit | $0.0001 | M | 553 | Disposed | Common Stock (553) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2400 | Indirect |
Footnotes
F1: Represents par value of ALGN common stock
F2: 1/4th of the restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person.
F3: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
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