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ALIGN TECHNOLOGY INC Director's Dealing 2016

Dec 21, 2016

30658_dirs_2016-12-21_bb00be68-aa1e-4eec-9f95-24b61ccb2edb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2016-12-20

Reporting Person: Kolli Sreelakshmi (VP, Info Technology)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-20 Common Stock M 1803 Acquired 17902 Direct
2016-12-20 Common Stock F 796 $99.39 Disposed 17106 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-20 Restricted Stock Unit $0.0001 M 1250 Disposed Common Stock (1250) Direct
2016-12-20 Restricted Stock Unit $0.0001 M 553 Disposed Common Stock (553) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2400 Indirect

Footnotes

F1: Represents par value of ALGN common stock

F2: 1/4th of the restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person.

F3: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.