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ALIGN TECHNOLOGY INC Director's Dealing 2013

Feb 20, 2013

30658_dirs_2013-02-20_aa51e2cf-d757-47ce-83b1-b2fe6ce4753f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2013-02-18

Reporting Person: GEORGE ROGER E (VP,Leg. Affairs & Gen. Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-18 Common Stock C 13000 $0.00 Acquired 13351 Direct
2013-02-18 Common Stock F 4887 $32.73 Disposed 8464 Direct
2013-02-19 Common Stock C 2833 $0.00 Acquired 11297 Direct
2013-02-19 Common Stock F 1065 $32.60 Disposed 10232 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-18 Restricted Stock Unit $0.0001 A 4000 Disposed Common Stock (4000) Direct
2013-02-18 Market Stock Unit $0.0001 A 9000 Disposed Common Stock (9000) Direct
2013-02-19 Restricted Stock Unit $0.0001 A 2833 Disposed Common Stock (2833) Direct

Footnotes

F1: Includes 259 shares issued on July 31, 2012 and 92 shares issued on January 31, 2013 under the ALGN ESPP.

F2: Represents par value of ALGN common stock.

F3: 1/3rd of the restricted stock unit granted on February 18, 2011 became vested on February 18, 2013and shares were delivered to reporting person on February 19, 2013. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4: 50% of the market stock unit granted on February 18, 2011 became vested on February 18, 2013and shares were delivered to reporting person on February 19, 2013. The remaining 50% of the market stock unit will vest on February 18, 2014.

F5: 1/4th of the restricted stock unit granted on February 19, 2010 became vested on February 19, 2013and shares were delivered to reporting person on that date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.