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ALIGN TECHNOLOGY INC — Director's Dealing 2013
Dec 23, 2013
30658_dirs_2013-12-23_e658ecd1-8e38-48a5-b8ee-31844097c0b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2013-12-20
Reporting Person: Puco Christopher C. (VP, No. American Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-20 | Common Stock | C | 10000 | — | Acquired | 14766 | Direct |
| 2013-12-20 | Common Stock | F | 3758 | $57.03 | Disposed | 11008 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-20 | Restricted Stock Unit | $0.0001 | C | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Includes 479 shares acquired under the ALGN Employee Stock Purchase Plan on July 31, 2013.
F2: Represents par value of ALGN Common Stock
F3: 1/4th of the restricted stock unit granted on January 2, 2013 became vested on December 20, 2013 and shares were delivered to reporting person on such date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
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