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ALIGN TECHNOLOGY INC — Director's Dealing 2010
Feb 24, 2010
30658_dirs_2010-02-24_12e155ae-2ec4-41f7-8661-cb1c2aca3aaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALIGN TECHNOLOGY INC (ALGN)
CIK: 0001097149
Period of Report: 2010-02-20
Reporting Person: Laks Gil (VP, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-20 | Common Stock | C | 9793 | — | Acquired | 12318 | Direct |
| 2010-02-20 | Common Stock | F | 3081 | $17.94 | Disposed | 9237 | Direct |
| 2010-02-23 | Common Stock | M | 4650 | $13 | Acquired | 13887 | Direct |
| 2010-02-20 | Common Stock | S | 4650 | $18 | Disposed | 9237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2001-02-20 | Restricted Stock Unit | $0.0001 | C | 2521 | Disposed | Common Stock (2521) | Direct | |
| 2010-02-20 | Restricted Stock Unit | $0.0001 | C | 438 | Disposed | Common Stock (438) | Direct | |
| 2010-02-20 | Restricted Stock Unit | $0.0001 | C | 3834 | Disposed | Common Stock (3834) | Direct | |
| 2010-02-20 | Restricted Stock Unit | $0.0001 | C | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2010-02-23 | Right to Buy (Common Stock) | $13 | M | 2917 | Disposed | 2018-02-20 | Common Stock (2917) | Direct |
| 2010-02-22 | Right to Buy (Common Stock) | $13 | M | 1733 | Disposed | 2010-02-20 | Common Stock (1733) | Direct |
Footnotes
F1: Includes 1,391 shares acquired under the ALGN ESPP on January 29, 2010.
F2: Represents par value of ALGN Common Stock
F3: 1/4th of the restricted stock unit granted on February 20, 2009 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
F4: 1/16th of the restricted stock unit granted on February 20, 2007 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest quarterly and shares will be delivered to reporting person on each vest date.
F5: 1/3rd of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will vest on February 20, 2011 and shares will be delivered to reporting person on such date.
F6: 1/4th of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.