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ALICO, INC. — Director's Dealing 2023
Jul 5, 2023
33480_dirs_2023-07-05_e2645602-346a-4383-b4c5-a7aab067a146.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2023-07-03
Reporting Person: SLACK HENRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-03 | Alico, Inc., Common Stock, Par Value $1.00 | A | 731 | $0.00 | Acquired | 27112 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | 128571 | Indirect |
| Alico, Inc., Common Stock, Par Value $1.00 | 1820 | Indirect |
| Alico, Inc., Common Stock, Par Value $1.00 | 1000 | Indirect |
Footnotes
F1: These shares were issued under the Stock Incentive Plan of 2015.
F2: Pro rata distribution of Common Stock from 734 Investors, LLC to Rinyami, LLC. Mr. Slack is the Managing Member of Rinyami, LLC and has investment authority over shares held by Rinyami, LLC. Mr. Slack disclaims beneficial ownership of the shares held by Rinyami LLC except to the extent of his pecuniary interest therein.
F3: Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
F4: Two family trusts (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trusts, but his immediate family members are beneficiaries of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.