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ALICO, INC. — Director's Dealing 2020
Jan 6, 2020
33480_dirs_2020-01-06_b332b07c-148b-4193-a060-3a931dd317db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-01-02
Reporting Person: KRUSEN W ANDREW JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Alico, Inc., Common Stock, Par Value $1.00 | A | 738 | $36.01 | Acquired | 22972 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | 113143 | Indirect |
| Alico, Inc., Common Stock, Par Value $1.00 | 1000 | Indirect |
Footnotes
F1: These shares were issued under the Stock Incentive Plan of 2015.
F2: Pro rata distribution from 734 Investors, LLC to ARC Partners, LLC. Mr. Krusen is the Managing Member of ARC Partners, LLC and has investment authority over shares held by ARC Partners, LLC. Mr. Krusen disclaims beneficial ownership of the shares held by ARC Partners, LLC except to the extent of his pecuniary interest therein.
F3: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein.