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ALICO, INC. Director's Dealing 2020

Jan 6, 2020

33480_dirs_2020-01-06_b332b07c-148b-4193-a060-3a931dd317db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-01-02

Reporting Person: KRUSEN W ANDREW JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-02 Alico, Inc., Common Stock, Par Value $1.00 A 738 $36.01 Acquired 22972 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Alico, Inc., Common Stock, Par Value $1.00 113143 Indirect
Alico, Inc., Common Stock, Par Value $1.00 1000 Indirect

Footnotes

F1: These shares were issued under the Stock Incentive Plan of 2015.

F2: Pro rata distribution from 734 Investors, LLC to ARC Partners, LLC. Mr. Krusen is the Managing Member of ARC Partners, LLC and has investment authority over shares held by ARC Partners, LLC. Mr. Krusen disclaims beneficial ownership of the shares held by ARC Partners, LLC except to the extent of his pecuniary interest therein.

F3: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein.