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ALICO, INC. — Director's Dealing 2020
Feb 13, 2020
33480_dirs_2020-02-13_c163175b-26fa-460a-b5e6-7b820419e75a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-02-13
Reporting Person: KRUSEN W ANDREW JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Alico, Inc., Common Stock, Par Value $1.00 | J | 2500 | — | Acquired | 25472 | Direct |
| 2020-02-13 | Alico, Inc., Common Stock, Par Value $1.00 | J | 39000 | — | Acquired | 40000 | Indirect |
Footnotes
F1: Pro rata distributions from ARC Partners, LLC, of which the reporting person is the managing member.
F2: In prior reports, the reporting person reported beneficial ownership of all 113,143 shares owned by ARC Partners, LLC, and disclaimed beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F3: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein.