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ALICO, INC. Director's Dealing 2020

Feb 13, 2020

33480_dirs_2020-02-13_c163175b-26fa-460a-b5e6-7b820419e75a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-02-13

Reporting Person: KRUSEN W ANDREW JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-13 Alico, Inc., Common Stock, Par Value $1.00 J 2500 Acquired 25472 Direct
2020-02-13 Alico, Inc., Common Stock, Par Value $1.00 J 39000 Acquired 40000 Indirect

Footnotes

F1: Pro rata distributions from ARC Partners, LLC, of which the reporting person is the managing member.

F2: In prior reports, the reporting person reported beneficial ownership of all 113,143 shares owned by ARC Partners, LLC, and disclaimed beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F3: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the President of DFG and has investment authority over shares held by DFG pursuant to a Consulting Agreement between Mr. Krusen and DFG. Mr. Krusen disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein.