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ALICO, INC. Director's Dealing 2020

Apr 2, 2020

33480_dirs_2020-04-02_5e739a7f-1a0a-48c0-b264-9984ddd51def.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-04-01

Reporting Person: Arlon Valencia Holdings LLC (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-01 Alico, Inc., Common Stock, Par Value $1.00 A 1954 $27.20 Acquired 823848 Direct

Footnotes

F1: These shares were issued under the Stock Incentive Plan of 2015.

F2: 26,704 shares of the Company's Common Stock being reported in this Form 4 were issued to Benjamin D. Fishman, an employee of an affiliate of Arlon Food and Agriculture Advisors LLC, as nominee on behalf of Arlon Food and Agriculture Advisors LLC, and is required to transfer such shares to Arlon Valencia Holdings LLC (Collectively, "Arlon"). Mr. Fishman is serving as a director of the Company on behalf of Arlon and received the shares of the Company's Common Stock, as nominee on behalf of Arlon, in connection with such service on the Company's board of directors.