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ALICO, INC. — Director's Dealing 2020
Dec 18, 2020
33480_dirs_2020-12-17_2b3b88af-86ba-4e3a-8b2c-1a4bbe42f347.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-12-14
Reporting Person: TRAFELET REMY W (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Alico, Inc., Common Stock, Par Value $1.00 | S | 41811 | $31.50 | Disposed | 869295 | Direct |
| 2020-12-15 | Alico, Inc., Common Stock, Par Value $1.00 | S | 2794 | $31.50 | Disposed | 866501 | Direct |
Footnotes
F1: 703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.
F2: 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.