Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ALICO, INC. Director's Dealing 2020

Dec 18, 2020

33480_dirs_2020-12-17_2b3b88af-86ba-4e3a-8b2c-1a4bbe42f347.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO, INC. (ALCO)
CIK: 0000003545
Period of Report: 2020-12-14

Reporting Person: TRAFELET REMY W (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-14 Alico, Inc., Common Stock, Par Value $1.00 S 41811 $31.50 Disposed 869295 Direct
2020-12-15 Alico, Inc., Common Stock, Par Value $1.00 S 2794 $31.50 Disposed 866501 Direct

Footnotes

F1: 703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.

F2: 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.