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ALICO, INC. — Director's Dealing 2019
Jan 15, 2019
33480_dirs_2019-01-15_5026e01b-44cb-4e52-be8c-809c947b7cfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO INC (alco)
CIK: 0000003545
Period of Report: 2019-01-15
Reporting Person: SLACK HENRY R (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Alico, Inc., Common Stock, Par Value $1.00 | D | 1576 | $29.75 | Acquired | 13485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | Option to Purchase Common Stock | $27.15 | A | 37500 | Acquired | 2026-12-31 | Alico, Inc., Common Stock, Par Value $1.00 (37500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | 1820 | Indirect |
| Alico, Inc., Common Stock, Par Value $1.00 | 1000 | Indirect |
Footnotes
F1: These shares were granted under the Stock Incentive Plan of 2015.
F2: Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
F3: Two family trust (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trust, but his immediate family members are beneficiary of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest there.
F4: The option grant will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00.