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ALICO, INC. Director's Dealing 2019

Jan 15, 2019

33480_dirs_2019-01-15_5026e01b-44cb-4e52-be8c-809c947b7cfb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO INC (alco)
CIK: 0000003545
Period of Report: 2019-01-15

Reporting Person: SLACK HENRY R (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-15 Alico, Inc., Common Stock, Par Value $1.00 D 1576 $29.75 Acquired 13485 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-31 Option to Purchase Common Stock $27.15 A 37500 Acquired 2026-12-31 Alico, Inc., Common Stock, Par Value $1.00 (37500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Alico, Inc., Common Stock, Par Value $1.00 1820 Indirect
Alico, Inc., Common Stock, Par Value $1.00 1000 Indirect

Footnotes

F1: These shares were granted under the Stock Incentive Plan of 2015.

F2: Montac Trust, a trust of which Mr. Slack is a beneficiary, holds 1,820 shares of the Company's Common Stock. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.

F3: Two family trust (the "Family Trusts") directly hold an aggregate of 1,000 shares of the Company's Common Stock. Mr. Slack is not the trustee for the Family Trust, but his immediate family members are beneficiary of such trusts. Mr. Slack disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest there.

F4: The option grant will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $60.00.