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ALICO, INC. — Director's Dealing 2019
Nov 26, 2019
33480_dirs_2019-11-26_2c1704f1-ffdb-4aef-aa75-ca635c976f68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2019-11-25
Reporting Person: TRAFELET REMY W (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Alico, Inc., Common Stock, Par Value $1.00 | S | 1412 | $33.04 | Disposed | 911106 | Direct |
Footnotes
F1: 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.
F2: 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.