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ALICO, INC. — Director's Dealing 2018
Oct 10, 2018
33480_dirs_2018-10-10_95b2abc3-59f0-4512-8727-8ff5082d0a1d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2018-10-03
Reporting Person: 734 Investors, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-03 | Common Stock | S | 525052 | $34.00 | Disposed | 3180405 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Footnotes
F1: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.
F2: George R. Brokaw has entered into an agreement with the Reporting Person to vote his shares as directed by the Reporting Person. The
Reporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its
pecuniary interest therein.