AI assistant
ALICO, INC. — Director's Dealing 2018
Oct 10, 2018
33480_dirs_2018-10-10_9cc61baa-a1f6-4327-aee1-e771e32d21b8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2018-10-03
Reporting Person: 734 Agriculture, LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-03 | Common Stock | S | 525052 | $34.00 | Disposed | 3180405 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Footnotes
F1: This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.
F2: The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the Common
Stock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
F3: George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. The
Reporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of its
pecuniary interest therein.