ALICO, INC. — Director's Dealing 2018

Oct 17, 2018

SEC Form 4/A — Form 4/A

Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2018-09-04

Reporting Person: Brokaw George R (Director, Executive Vice Chairman)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-04	Options to Purchase Common Stock	$27.15	D	187500	Disposed	2026-12-31	Alico, Inc., Common Stock, Par Value $1.00 (187500)	Direct

Footnotes

F1: The options vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-trading period exceeds $60.00; (ii) 25% of the options will vest if such price exceeds $75.00; (iii) 25% of the options will vest if such price exceeds $90.00; and (iv) 25% of the options will vest if such price exceeds $105.00.

F2: Represents the forfeiture of stock options granted under the Stock Incentive Plan of 2015 to the reporting person on December 31, 2016. On September 3, 2018, the reporting person forfeited 187,500 options.

F3: The reporting person's original Form 4 for this transaction is being amended to correct the number of options remaining after the forfeiture, which were inadvertently reported on the original Form 4 as 225,000.