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ALICO, INC. Director's Dealing 2015

Mar 6, 2015

33480_dirs_2015-03-06_c60a73ca-fe78-41eb-a217-6b8c57aa9fed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2015-03-04

Reporting Person: Brokaw George R (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-04 Alico, Inc., Common Stock, Par Value $1.00 P 3572 $45.0548 Acquired 94637 Indirect
2015-03-05 Alico, Inc., Common Stock, Par Value $1.00 P 4800 $44.7774 Acquired 99437 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Alico, Inc., Common Stock, Par Value $1.00 691428 Indirect
Alico, Inc., Common Stock, Par Value $1.00 3705457 Indirect
Alico, Inc., Common Stock, Par Value $1.00 24149 Direct

Footnotes

F1: On March 4, 2015, Delta Offshore Master II, LTD (the "Fund") purchased 3,572 shares of the Company's Common Stock and on March 5, 2015 the Fund purchased 4,800 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TBCM") serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TLC") serves as the general partner of TBCM. Mr. Brokaw may be deemed to have indirect beneficial ownership of the shares reported herein based on his relationship with TBCM. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.

F2: Issued on February 28, 2015 to 734 Agriculture, LLC in connection with the Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus") as consideration for its membership interests in Silver Nip Citrus. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Agriculture, LLC except to the extent of his pecuniary interest therein.

F3: On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734
Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.