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ALICO, INC. Director's Dealing 2014

Apr 3, 2014

33480_dirs_2014-04-03_5bd2b50a-f9b7-438b-916e-79c7f8fec7a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ALICO INC (alco)
CIK: 0000003545
Period of Report: 2014-04-03

Reporting Person: TRAFELET REMY W (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-03 Alico, Inc., Common Stock, Par Value $1.00 S 748 $37.58 Acquired 1836 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Alico, Inc., Common Stock, Par Value $1.00 3705457 Indirect
Alico, Inc., Common Stock, Par Value $1.00 20000 Indirect

Footnotes

F1: On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.

F2: George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in foot note 1, 734 Agriculture, LLC is the managing member of 734 Investors, LLC and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of his pecuniary interest therein.