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ALICO, INC. — Director's Dealing 2014
Oct 6, 2014
33480_dirs_2014-10-06_da949ab8-e7e6-42ff-a536-b0a72b23cae6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALICO INC (alco)
CIK: 0000003545
Period of Report: 2014-10-02
Reporting Person: Brokaw George R (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-02 | Alico, Inc., Common Stock, Par Value $1.00 | A | 792 | $37.86 | Acquired | 23549 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Alico, Inc., Common Stock, Par Value $1.00 | 3705457 | Indirect |
Footnotes
F1: on November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his precuniary interest therein.
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