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ALICO, INC. — Director's Dealing 2013
Nov 21, 2013
33480_dirs_2013-11-21_229d2bf6-4cfb-4ec4-8fec-c534349bf7d2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ALICO INC (ALCO)
CIK: 0000003545
Period of Report: 2013-11-19
Reporting Person: TRAFELET REMY W (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3705457 | Indirect |
| Common Stock | 20000 | Indirect |
Footnotes
F1: On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
F2: George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in footnote 1, 734 Agriculture, LLC is the managing member of 734 Investors, LLC, and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of his pecuniary interest therein.