ALICE QUEEN LIMITED — Director's Dealing 2016

Dec 13, 2016

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Alice Queen Limited ABN 71 099 247 408

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Mark Kerr
Date of last notice	13 October 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Note: In the case of a company, interests which come within paragraph (i) of thein thispart.	definition of “notifiable interest of a director” should be disclosed
Direct or indirect interest	Direct & Indirect
Nature of indirect interest	Berkeley Consultants Pty Ltd
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant	Mark & Linda Kerr - Trustees of Lindmark Investments Staff
interest.	Super Fund
	A company and fund in which Mark Kerr has a beneficial
	interest.
Date of change	14 December 2016
No. of securities held prior to change	Shares and options held Direct:
	10 682,779 Fully Paid Ordinary Shares
	5,341,390 Listed Options with an exercise price of 3 cents
	each, exercisable on or before 30 September 2017.
	Shares and options held Indirect:
	• Berkeley Consultants Pty Ltd
	-4,273,112 Fully Paid Ordinary Shares
	-2,136,556 Listed Options exercise price of 3 cents each,
	exercisable on or before 30 September 2017.
	• Mark & Linda Kerr - Trustees of Lindmark Investments
	Staff Super Fund
	-5,341,390 Fully Paid Ordinary Shares
	-2,670,695 Listed Options exercise price of 3 cents each,
	exercisable on or before 30 September 2017.
Class	Unlisted options

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	616,050 unlisted options over ordinary shares in the Company
	with an exercise price of $0.038 (3.8cents) each, exercisable
	on or before 14 December 2019. The options will vest on 14
	December 2017.
Number disposed	Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation	Nil consideration
No. of securities held after change	Shares and options held Direct:
	-10 682,779 Fully Paid Ordinary Shares
	-5,341,390 Listed Options with an exercise price of 3 cents
	each, exercisable on or before 30 September 2017.
	-616,050 unlisted options over ordinary shares in the
	Company with an exercise price of $0.038 (3.8cents) each,
	exercisable on or before 14 December 2019. The options will
	vest on 14 December 2017.
	Shares and options held Indirect:
	• Berkeley Consultants Pty Ltd
	-4,273,112 Fully Paid Ordinary Shares
	-2,136,556 Listed Options exercise price of 3 cents each,
	exercisable on or before 30 September 2017.
	• Mark & Linda Kerr - Trustees of Lindmark Investments
Nature of change	616,050 unlisted options over ordinary shares in the Company
Example: on-market trade, off-market trade, exercise of options, issue of	were acquired in accordance with a resolution as approved by
securities under dividend reinvestment plan, participation in buy-back	Shareholders at the AGM held on 30 November 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not Applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change

Part 3 – +Closed period

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed abovetraded during a +closed period where prior written clearance was**required? **	No
If so, was prior written clearance provided to allow the trade toproceed during this period?
If prior written clearance was provided, on what date was thisprovided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3