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Alexander & Baldwin, Inc. — Director's Dealing 2012
Jul 3, 2012
32026_dirs_2012-07-03_d2d48831-3d8c-4bc8-91bf-d13a44cbcb95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alexander & Baldwin, Inc. (ALEX)
CIK: 0001545654
Period of Report: 2012-06-29
Reporting Person: KURIYAMA STANLEY M (Director, Pres. & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-29 | Common Stock | A | 56278.0000 | — | Acquired | 177422.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-29 | Stock Option | $22.5400 | A | 51608.0000 | Acquired | 2022-01-24 | Common Stock (51608.0000) | Direct |
| 2012-06-29 | Stock Option | $12.6700 | A | 51321.0000 | Acquired | 2013-01-21 | Common Stock (51321.0000) | Direct |
| 2012-06-29 | Stock Option | $23.4800 | A | 39810.0000 | Acquired | 2017-01-23 | Common Stock (39810.0000) | Direct |
| 2012-06-29 | Stock Option | $25.5900 | A | 25865.0000 | Acquired | 2016-01-24 | Common Stock (25865.0000) | Direct |
| 2012-06-29 | Stock Option | $21.6600 | A | 28945.0000 | Acquired | 2015-01-25 | Common Stock (28945.0000) | Direct |
| 2012-06-29 | Stock Option | $19.8000 | A | 69041.0000 | Acquired | 2021-01-25 | Common Stock (69041.0000) | Direct |
| 2012-06-29 | Stock Option | $16.0900 | A | 169813.0000 | Acquired | 2020-01-26 | Common Stock (169813.0000) | Direct |
| 2012-06-29 | Stock Option | $11.3700 | A | 117828.0000 | Acquired | 2019-01-27 | Common Stock (117828.0000) | Direct |
| 2012-06-29 | Stock Option | $22.1100 | A | 69447.0000 | Acquired | 2018-01-29 | Common Stock (69447.0000) | Direct |
| 2012-06-29 | Stock Option | $16.3300 | A | 62406.0000 | Acquired | 2014-02-24 | Common Stock (62406.0000) | Direct |
Footnotes
F1: The acquisition involved five separate restricted stock unit awards that were made to the Reporting Person under the Issuer's 2012 Incentive Compensation Plan in connection with the distribution of the Issuer's outstanding common stock by Alexander & Baldwin Holdings, Inc. (now known as Matson, Inc.) to the stockholders of Alexander & Baldwin Holdings, Inc. in a pro-rata spin-off transaction. The reported awards were issued in replacement of five separate restricted stock unit awards covering an aggregate 27,415 shares of the common stock of Alexander & Baldwin Holdings, Inc. Each such replacement award was structured so as to preserve, at the time of replacement, the intrinsic value of the cancelled award to which it relates and retains the same vesting schedule that was in effect for that cancelled award.
F2: The award was made under the Issuer's 2012 Incentive Compensation Plan in connection with the distribution of the Issuer's outstanding common stock by Alexander & Baldwin Holdings, Inc. (now known as Matson, Inc.) to the stockholders of Alexander & Baldwin Holdings, Inc. in a pro-rata spin-off transaction. The reported award was issued in replacement of a cancelled stock option grant covering shares of the common stock of Alexander & Baldwin Holdings, Inc. and was structured so as to preserve, at the time of replacement, the intrinsic value of the cancelled stock option grant to which it relates.
F3: The option vests in three equal annual installments beginning January 25, 2013.
F4: All shares are immediately exercisable.
F5: 23,013 shares are immediately exercisable, with the balance of the shares to become exercisable in two successive equal annual installments beginning January 26, 2013.
F6: 113,208 shares are immediately exercisable, with the balance of the shares to become exercisable on January 27, 2013.