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ALERUS FINANCIAL CORP — Director's Dealing 2022
Jun 2, 2022
32725_dirs_2022-06-02_bdc219bc-25bd-444b-b731-f3fd48acb99d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALERUS FINANCIAL CORP (ALRS)
CIK: 0000903419
Period of Report: 2022-05-31
Reporting Person: Collins Jim (EVP, CBO & CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-31 | Common Stock | A | 15504 | $0.00 | Acquired | 15504 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-31 | Restricted Stock Units | $ | A | 3755 | Acquired | Common Stock (3755) | Direct |
Footnotes
F1: All 15,504 shares are shares of restricted stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock.
F3: Includes 1,502 restricted stock units that have time-based vesting components. Includes 2,253 restricted stock units that have performance-based vesting components.
F4: The time-based restricted stock units vest on February 3, 2025. The performance-based restricted stock units vest on February 3, 2025, so long as Alerus Financial Corporation meets certain total stockholder return goals.