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Alector, Inc. Director's Dealing 2025

Jul 1, 2025

33290_dirs_2025-07-01_c79525ea-acd2-406a-9176-dbc8efea816e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2025-07-01

Reporting Person: Rosenthal Arnon (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-07-01 Common Stock A 137125 $0.00 Acquired 2551782 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-07-01 Employee Stock Option (right to buy) $1.42 A 45700 Acquired 2035-07-01 Common Stock (45700) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1972875 Indirect
Common Stock 652500 Indirect
Common Stock 652500 Indirect
Common Stock 652500 Indirect

Footnotes

F1: The reported shares are represented by restricted stock units, or RSUs, one half (1/2) of the total shares shall vest on December 1, 2025 and one fourth (1/4th) of the total shares shall vest quarterly thereafter.

F2: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

F3: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

F4: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

F5: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

F6: One third (1/3rd) of the total shares subject to the option shall vest on November 1, 2025, and one twelfth (1/12th) of the total shares subject to the option shall vest in equal monthly installments thereafter, provided that the shares subject to the option will vest in full on July 1, 2026.