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Alector, Inc. — Director's Dealing 2024
Sep 4, 2024
33290_dirs_2024-09-04_d271a89a-b71b-49f2-932d-35fbab773e7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2024-09-03
Reporting Person: Rosenthal Arnon (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-03 | Common Stock | S | 26499 | $4.8827 | Disposed | 1948746 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1972875 | Indirect |
| Common Stock | 652500 | Indirect |
| Common Stock | 652500 | Indirect |
| Common Stock | 652500 | Indirect |
Footnotes
F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8827 to $4.8828. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the issuer, or any security holder of the issuer upon request.
F3: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
F4: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
F5: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
F6: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.