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Alector, Inc. — Director's Dealing 2023
Jun 5, 2023
33290_dirs_2023-06-05_572b9abf-efd2-4a42-a9ec-f3ccf53858f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2023-06-02
Reporting Person: Rosenthal Arnon (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-02 | Common Stock | S | 5255 | $6.9037 | Disposed | 1651095 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1972875 | Indirect |
| Common Stock | 652500 | Indirect |
| Common Stock | 652500 | Indirect |
| Common Stock | 652500 | Indirect |
Footnotes
F1: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
F2: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
F3: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
F4: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
F5: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.