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Alector, Inc. — Director's Dealing 2023
Jun 15, 2023
33290_dirs_2023-06-15_a31b0984-4801-46fa-a41a-d2fa3504973f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2023-06-14
Reporting Person: LAVIGNE LOUIS J JR (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-14 | Common Stock | A | 26250 | $0.00 | Acquired | 35709 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-14 | Stock Option (right to buy) | $7.71 | A | 12360 | Acquired | 2033-06-14 | Common Stock (12360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10552 | Indirect |
Footnotes
F1: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) June 14, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders.
F2: The shares held of record by Lavrite, LLC, for which the reporting person serves as managing director.
F3: The shares subject to the option vest in 12 equal monthly installments beginning on July 14, 2023, provided that the shares subject to the option will vest in full on the earlier of the one-year anniversary of the date of grant or the date of the Issuer's next annual meeting of stockholders.