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Alector, Inc. Director's Dealing 2021

Aug 9, 2021

33290_dirs_2021-08-09_88e73982-2b47-4f02-9cae-784706acd2ca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2021-07-02

Reporting Person: SCHELLER RICHARD H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-02 Common Stock S 9981 $31.14 Disposed 0 Direct
2021-08-05 Common Stock M 56260 $10.14 Acquired 56260 Direct
2021-08-05 Common Stock S 52868 $27.6413 Disposed 3392 Direct
2021-08-05 Common Stock S 3392 $28.3022 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-05 Stock option (right to buy) $10.14 M 56260 Disposed 2028-11-05 Common Stock (56260) Direct

Footnotes

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.17 to $27.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price set forth in footnotes (2) and (3) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48, inclusive.

F4: The shares subject to the option vest in 48 equal monthly installments beginning on November 22, 2018.