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Alector, Inc. — Director's Dealing 2021
Sep 23, 2021
33290_dirs_2021-09-23_66191eb2-40b6-4ecb-9db5-829eb14d324b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2021-09-22
Reporting Person: Rosenthal Arnon (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-22 | Common Stock | S | 94717 | $25.289 | Disposed | 2317783 | Indirect |
| 2021-09-22 | Common Stock | S | 5283 | $26.1007 | Disposed | 2312500 | Indirect |
| 2021-09-23 | Common Stock | S | 9625 | $25.0979 | Disposed | 2302875 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1455226 | Direct |
| Common Stock | 712500 | Indirect |
| Common Stock | 712500 | Indirect |
| Common Stock | 712500 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in
footnotes (1), (3) and (4) to this Form 4.
F3: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.22, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.26, inclusive.