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Alector, Inc. Director's Dealing 2021

Sep 23, 2021

33290_dirs_2021-09-23_66191eb2-40b6-4ecb-9db5-829eb14d324b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2021-09-22

Reporting Person: Rosenthal Arnon (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-22 Common Stock S 94717 $25.289 Disposed 2317783 Indirect
2021-09-22 Common Stock S 5283 $26.1007 Disposed 2312500 Indirect
2021-09-23 Common Stock S 9625 $25.0979 Disposed 2302875 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1455226 Direct
Common Stock 712500 Indirect
Common Stock 712500 Indirect
Common Stock 712500 Indirect

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in
footnotes (1), (3) and (4) to this Form 4.

F3: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.22, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.26, inclusive.