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Alector, Inc. — Director's Dealing 2021
Dec 14, 2021
33290_dirs_2021-12-14_644a2080-a26b-4529-a7f9-7225665994e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2021-12-10
Reporting Person: SULIMAN SHEHNAAZ (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Common Stock | M | 75000 | $17.23 | Acquired | 177598 | Direct |
| 2021-12-10 | Common Stock | S | 66126 | $21.6855 | Disposed | 111472 | Direct |
| 2021-12-10 | Common Stock | S | 8874 | $22.334 | Disposed | 102598 | Direct |
| 2021-12-13 | Common Stock | M | 75000 | $17.23 | Acquired | 177598 | Direct |
| 2021-12-13 | Common Stock | S | 64102 | $21.1592 | Disposed | 113496 | Direct |
| 2021-12-13 | Common Stock | S | 10898 | $21.7289 | Disposed | 102598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Employee Stock Option (right to buy) | $17.23 | M | 75000 | Disposed | 2029-12-31 | Common Stock (75000) | Direct |
| 2021-12-13 | Employee Stock Option (right to buy) | $17.23 | M | 75000 | Disposed | 2029-12-31 | Common Stock (75000) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.155, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.205 to $22.54, inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.56 to $21.55, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.565 to $21.92, inclusive.
F6: One-fourth of the shares subject to the option grant vested on December 9, 2020, and 1/48th vest monthly thereafter.