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Alector, Inc. Director's Dealing 2020

Feb 3, 2020

33290_dirs_2020-02-03_9702267f-76ea-4794-860c-3f8d894c3e90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2020-01-30

Reporting Person: Paul Robert (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-30 Common Stock M 8000 $8.16 Acquired 281719 Direct
2020-01-30 Common Stock S 8000 $28.00 Disposed 273719 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-30 Stock Option (right to buy) $8.16 M 8000 Disposed 2028-07-01 Common Stock (8000) Direct

Footnotes

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and an additional one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.