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Alector, Inc. — Director's Dealing 2020
Feb 6, 2020
33290_dirs_2020-02-06_ae4f9e29-7c0c-489c-992a-967c3898c0d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2020-02-04
Reporting Person: Oney Sabah (Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-04 | Common Stock | M | 16667 | $8.16 | Acquired | 610585 | Direct |
| 2020-02-04 | Common Stock | S | 16667 | $30.00 | Disposed | 593918 | Direct |
| 2020-02-06 | Common Stock | S | 100 | $35.00 | Disposed | 593818 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | Stock Option (right to buy) | $8.16 | M | 16667 | Disposed | 2028-07-01 | Common Stock (16667) | Direct |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and an additional one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.
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