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Alector, Inc. — Director's Dealing 2019
Feb 11, 2019
33290_dirs_2019-02-11_029b6b77-3fcb-4a88-b59b-4945b441c7d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2019-02-11
Reporting Person: LAVIGNE LOUIS J JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-11 | Common Stock | C | 10552 | — | Acquired | 10552 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-11 | Series E Preferred Stock | $ | C | 10552 | Disposed | Common Stock (10552) | Indirect |
Footnotes
F1: The Series E Preferred Stock automatically converted into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
F2: The shares are held of record by Lavrite, LLC, for which the Reporting Person serves as a managing director.
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