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Alector, Inc. — Director's Dealing 2019
Sep 24, 2019
33290_dirs_2019-09-24_e230ca43-d674-4213-b3d5-e6b98c230d8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2019-09-20
Reporting Person: Paul Robert (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-20 | Common Stock | M | 4000 | $8.16 | Acquired | 315719 | Direct |
| 2019-09-20 | Common Stock | S | 4000 | $20.00 | Disposed | 311719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-20 | Stock Option (right to buy) | $8.16 | M | 4000 | Disposed | 2028-07-01 | Common Stock (4000) | Direct |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and an additional one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.
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