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Alector, Inc. — Director's Dealing 2019
Nov 19, 2019
33290_dirs_2019-11-19_7e4c5890-ada2-47a4-948d-8403de8468df.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Alector, Inc. (ALEC)
CIK: 0001653087
Period of Report: 2019-08-19
Reporting Person: Paul Robert (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-19 | Common Stock | M | 1084 | $8.16 | Acquired | 324803 | Direct |
| 2019-08-19 | Common Stock | S | 1084 | $16.00 | Disposed | 323719 | Direct |
| 2019-08-20 | Common Stock | M | 916 | $8.16 | Acquired | 324635 | Direct |
| 2019-08-20 | Common Stock | S | 916 | $16.00 | Disposed | 323719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-19 | Stock Option (right to buy) | $8.16 | M | 1084 | Disposed | 2028-07-01 | Common Stock (1084) | Direct |
| 2019-08-20 | Stock Option (right to buy) | $8.16 | M | 916 | Disposed | 2028-07-01 | Common Stock (916) | Direct |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and an additional one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.
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